Business Continuity Plan
Business Continuity Planning Disclosure StatementCRS
Griffinest Asia Securities, LLC
Has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing tou with this information on our business continuity plan.
If after a significant business disruption you cannot contact us as you usually do at 626-792-1388, you should go to our web site at www.griffinasia.com to find out the details. If you cannot access us throught either of those means, you may contact Pershing directly to process limited trade-related transactions, cash disbursements, and security transfers, or go to www.pershing.com, for instructions on how it may continue to handle your orders, access your funds and provide your account information to you.
- To download Griffinest Asia Securities, LLC's Business Continuity Plan in PDF file, please click here.
- To download Griffinest Asia Securities, LLC's Form CRS Customer Relationship Summary in PDF file, please click here.
- To download Griffinest Asia Securities, LLC's Regulation Best Interest Disclosure in PDF file, please click here.